• Knowing what you own and why you own it is the key to success

  • This takes away the emotional bias of the investor

  • What is the difference between a suitability advisor and a fiduciary?

    • fiduciary: acting on behalf of someone else

      • is more than just an advisor

      • your interest must be put above theirs

    • broker world vs the fiduciary advisor world

      • one makes money selling products and one takes fees

    • dual registered advisors can recommend fee product or commission product

  • Trust comes with transparency and clarity

    • which then can lead to confidence in the process

July 11, 2019